He says that DFPG’s specialization in real estate and other alternative investments, in addition to its robust traditional investment platform, was a significant factor in his decision to purchase the RIA. “In my experience, affiliating with the right broker-dealer is critical to an advisory practice’s success.” Holcomb says his recent acquisition of a San Diego RIA led him to DFPG. He later assumed an executive position at Thomson Financial, a respected financial services leader. Holcomb began his career in the financial services industry through leading many large-cap initial public offerings. The firm’s chief executive officer, Mike Bendix, notes that Holcomb is “a well-respected and recognized leader in our industry.”īendix adds that “His years of experience as a broker-dealer executive certainly gives him the perspective to assess the value a firm offers its advisors.” He adds that Holcomb has “decades of notable industry experience, which includes several executive level positions.” Prior to that, Holcomb founded Greenbook Financial Services in 2004, which was later acquired by First Allied in 2006.ĭFPG provides traditional investment solutions and services to hybrid RIA practices specializing in investment real estate and alternative investments.

Prior to joining DFPG, Holcomb was president of First Allied Wealth Management, a division of San Diego-based broker-dealer First Allied Securities Inc.Īt First Allied Securities, Holcomb worked alongside nearly a thousand financial advisors. Holcomb has joined Salt Lake City-based DFPG Investments Inc., a national independent broker-dealer, as a registered representative. Persons mentioned in this site may only transact business in states in which they have been properly registered or are exempt from registration.Industry executive Robert S. This site has been published in the United States for residents of the United States. We suggest that you consult with your financial or tax advisor with regard to your individual situation. This site is for informational purposes only and does not constitute an offer to sell or a solicitation of an offer to buy any security which may be referenced herein. Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. Advisory Services offered through Private Client Group, Asset Management, a registered investment adviser, not affiliated with First Allied Securities Inc. Securities offered through First Allied Securities, Inc., a registered broker dealer, member FINRA / SIPC. Rick resides in the Orlando, Florida area with his wife Rick also has three grown children. in Economics from the University of California, San Diego, and also completed an Exchange Program in Applied Economics from Dartmouth College. He received 2013 distinguished national award from Wells Fargo Bank and Advisory for partner of the year. Rick has instructed on the topics of advanced tax, wealth and business entity planning at Georgia Tech, Duke University, and the University of Texas at Austin. Prior to SENEX, Rick was National Director of Sales for Southwest Financial Group and founding Partner of Greenbook Financial Services. SENEX is a leading retirement service organization offering superior back office support to advisors, institutions and RIA’s. In addition, Rick remains active with SENEX Group as National Director of Sales.

Jaye, AIF, joined Private Client Group in 2015 as an advisor to business owners and high net worth clients.

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